Case Study: Crews and Associates achieves compliant, regulator-trusted archiving with ZL Technologies

Crews and Associates keeps regulators away with ZL Technologies and 100% code control

Crews and Associates, an investment banking firm, faced stringent regulatory challenges from FINRA and SEC 17a-4 that required a tamper-proof, searchable archive for communications and robust supervisory procedures. They sought a powerful compliance solution that regulators would trust, leading them to partner with vendor ZL Technologies for its ZL Unified Archive (ZL UA) solution.

ZL Technologies implemented its ZL UA solution, which was built with 100% code control from the start to ensure a unified and compliant archive. As a result, Crews and Associates now confidently states that "ZL Technologies keeps the regulators away." The firm also highlighted that ZL Technologies provides the most knowledgeable and responsible product support team.

Crews and Associates