Case Study: a new San Francisco-based RIA firm launches SEC-ready with Xantrion

a new San Francisco based RIA firm launches SEC-ready in 1 day with Xantrion

A new San Francisco-based registered investment advisor (RIA) firm needed an IT partner to help them launch with a fully SEC-compliant infrastructure from their very first day of operations. They chose Xantrion to implement a solution that would support their business needs while ensuring stringent security and regulatory compliance.

Xantrion built a compliant IT infrastructure primarily on the Microsoft Cloud platform, securing it with the Enterprise Mobility and Security suite and Office 365 Advanced Threat Protection. This solution allowed the firm to start working with clients immediately and grow to 30 employees in less than a year without needing an in-house IT staff. Xantrion's ongoing support ensures the firm remains secure and compliant, successfully helping them through a mock SEC audit.