Case Study: U.S. Compliance boosts efficiency and simplifies global compliance with StarCompliance

STAR application simplifies compliance, saves time and boosts efficiency for global firm

U.S. Compliance, a global asset-management firm with over 7,800 employees, needed a new system to streamline its compliance processes and improve team efficiency. The company sought a solution to manage its global regulatory obligations more effectively. They selected the STAR platform from StarCompliance for its intuitive usability and the significant efficiency gains it promised.

StarCompliance implemented its STAR platform, beginning with the employee trading product, which automated and simplified tasks like pre-clearance requests and transaction confirmations. As a result, the automatic posting of transaction confirmations skyrocketed from 25% to 93%, and the firm achieved a 100% on-time completion rate for its annual employee certifications. This allowed the small U.S.-based compliance team to manage the entire global workforce more effectively, saving time and improving their regulatory performance.

U.S. Compliance