Case Study: Republic achieves streamlined, time-saving compliance with Smarsh Professional Archive

Republic Relies on Smarsh for Convenient Compliance

Republic, a fast-growing private investing platform, needed a straightforward, easy-to-use compliance solution to manage its communications and regulatory obligations. Maxwell R. Rich, Esq., Deputy General Counsel and Chief Compliance Officer at Republic, sought a tool that would give a comprehensive, centralized view of compliance without adding complexity.

Republic implemented the Smarsh Professional Archive, which offers an intuitive UI, advanced search, and a centralized dashboard that captures and exports a wide range of data types—from emails to social posts. The platform’s reusable processes and strong customer support have saved time on internal reviews and expedited responses to regulatory and third‑party inquiries.

Republic

Maxwell R. Rich

Deputy General Counsel and Chief Compliance Officer