Smarsh
25 Case Studies
Case Study: PFG Technology frees time to innovate with Smarsh Professional Archive
A Smarsh Case Study
PFG Technology Team Has Time To Innovate Thanks To Smarsh
PFG, a national financial services firm (and its RIA affiliate Vicus Capital), needed a reliable, modern archiving solution to meet SEC/FINRA email compliance across more than 250 accounts and 26 domains with just a three-person compliance team. Director of Technology Ron Lutz sought a system that would automate retention and oversight, reduce manual supervision, and free the team to focus on innovation rather than maintenance and audits.
Deploying Smarsh Professional Archive provided source-level email capture, specialized search and supervision workflows, fast e-discovery and seamless multi-channel support, backed by responsive customer service. The result: dramatic time savings and more efficient reviews (searches return results in seconds), reduced audit risk, and freed bandwidth for Lutz’s team to pursue strategic projects and business growth.
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PFG Technology
Ron Lutz
IT Director