Case Study: Endurance Wealth Management achieves streamlined compliance and simplified communications supervision with Smarsh

Endurance Wealth moves from Global Relay to Smarsh

Endurance Wealth Management, a Providence, RI Registered Investment Advisor regulated by the SEC, needed a reliable way to retain and supervise all electronic communications — including more than 1,000 emails a day and social channels like LinkedIn and Facebook. Chief Compliance Officer Tom Gardner began evaluating alternatives to his legacy archiving and supervision platform to find the best fit for his firm’s volume and compliance needs.

After seeing Smarsh at an industry event and testing a demo, Endurance migrated its data to Smarsh because of the platform’s simplicity and strong customer support. The firm now benefits from a scalable, easy-to-use archiving and supervision system, plus onboarding webinars and direct access to an account manager for fast technical help, improving compliance oversight and operational ease.

Endurance Wealth Management

Tom Gardner

Chief Compliance Officer