Case Study: FINRA achieves 98% compliance with Puppet

FINRA boosts security compliance from 60% to 98% with Puppet

FINRA, the Financial Industry Regulatory Authority, needed to ensure continuous IT compliance with evolving security rules and to satisfy auditors. Their challenge was moving beyond manual processes to consistently enforce configuration settings across complex systems in a dynamic regulatory landscape. They chose Puppet for security configuration management to address this.

By implementing Puppet's desired state configuration management, FINRA automated the enforcement and auditing of security baselines. This solution allowed them to rapidly roll out new compliance configurations mandated by both internal and external regulators. The results were substantial: they moved from 60% to 98% compliance with security policies, can now prove compliance to auditors efficiently, and maintain this high level despite an ever-shifting security landscape.

FINRA