Case Study: Financial Services Provider achieves rapid regulatory compliance with Protiviti’s Nintex-enhanced SharePoint solution

Financial services giant creates SharePoint with Nintex compliance solution with Protiviti’s help

Financial Service Company faced an imminent regulatory deadline for new compliance controls and could not rely on a custom-coded solution due to time and budget constraints. The firm sought to extend its existing Microsoft SharePoint platform quickly and engaged Protiviti to help build an automated, off-the-shelf solution using SharePoint enhanced with Nintex workflow capabilities.

Protiviti worked alongside the client in an agile joint team to deliver a no-code Nintex-enhanced SharePoint prototype in six weeks that met regulator requirements, automated a rules-based risk assessment and scoring engine, and integrated with key line-of-business systems. The solution solved the immediate compliance gap, enabled enterprise-wide aggregation and prioritization of risk data, established follow-up workflows, and became the foundation for a more robust, permanent compliance program.