Case Study: Global Financial Services Provider achieves rapid regulatory compliance with Protiviti’s Nintex‑enhanced SharePoint solution

Financial services giant creates SharePoint-with-Nintex compliance solution with Protiviti’s help

Global Financial Service Provider faced an imminent regulatory deadline for new compliance controls but lacked a fast, low‑cost technical fix and could not pursue custom coding. The firm engaged Protiviti to help extend its existing Microsoft SharePoint platform using Nintex workflow automation to rapidly deliver a compliant, off‑the‑shelf solution.

Protiviti worked jointly with the client in an agile, sprint‑based approach to build a Nintex‑enhanced SharePoint prototype in six weeks that delivered a rules‑based risk assessment and scoring engine, integrated key data and forms, and met the regulator’s requirements. The solution addressed the immediate compliance need, reduced coding and approval overhead, and provided a scalable foundation for aggregating, prioritizing and following up on risks as the organization moves toward a permanent enterprise solution.