Case Study: Global Investment Firm builds stronger intergroup oversight with ProcessUnity

Global Investment Firm strengthens oversight for 2.5M clients with ProcessUnity

A global investment firm serving 2.5 million clients faced a challenge in managing its complex delegation chains and extended supply chains created by intergroup arrangements. Their manual oversight processes were not scalable, and their related risk processes were siloed. They selected the ProcessUnity platform to implement a more scalable and integrated model for governance.

ProcessUnity was deployed to support intergroup oversight and delegation chain management, laying the groundwork for future integration with their third-party risk management program. The solution provided better visibility into extended supply chains and greater alignment across risk workflows. Since implementation, the program has seen positive adoption and strong leadership backing, creating a stronger foundation for oversight and building momentum toward a more connected third-party risk program.