Case Study: IFG Advisory achieves compliance automation and exam readiness with Orion Compliance

IFG Advisory cuts advisor acceptance to 1% and stays exam-ready with Orion

IFG Advisory, LLC, an investment advisory firm with a strong cultural focus, required a technology solution to help maintain its unique community and keep pace with ever-changing regulatory demands. The company selected Orion Compliance from Orion to automate its processes and ensure its advisors remained compliant and exam-ready.

The solution implemented by Orion streamlined information collection and overcame key pain points through automation. IFG Advisory found Orion Compliance to be so flexible that it stretched its use across other departments for workflow management. The Chief Compliance Officer explicitly stated that trust in Orion's longevity and continued investment in its technology were deciding factors. The result is a robust compliance framework that supports the firm's mission and allows it to fully protect its culture.

IFG Advisory, LLC