Case Study: RIA strengthens compliance archiving with MirrorWeb

RIA - Customer Case Study

RIA, a $2.9 billion AUM advisory firm, needed a more reliable data archiving solution after experiencing frequent turnover with a previous provider. That made it hard to build strong support relationships and left Clint, the Chief Compliance Officer, concerned about quickly retrieving information if regulators requested it. MirrorWeb was brought in to provide archiving for the firm’s website, email, SMS, and social media activity.

MirrorWeb handled the heavy lifting during onboarding, which helped RIA make the switch smoothly and without straining internal resources. The firm also benefited from a 20% cost reduction, and Clint reported that the platform worked well and the MirrorWeb team was responsive and attentive. As a result, RIA now archives Microsoft Teams, LinkedIn, and Facebook alongside web, email, and SMS with a solution Clint felt confident adopting.

RIA

Clint Ward

Chief Compliance Officer