Case Study: Root Financial Partners saves 24 hours a week on compliance review with Greenboard

Root Financial Partners saves 24 hours a week with Greenboard

Root Financial Partners, a fast-growing RIA, faced a significant challenge in scaling its compliance review process for its high-volume "content machine" of videos, podcasts, and social media posts. The firm's traditional methods for reviewing multimedia content were manual and time-consuming, creating an unsustainable bottleneck for its lean compliance team led by CCO Alex Stickelman. They needed a solution from a vendor like Greenboard that could keep pace with their rapid growth and content output.

Greenboard implemented its full compliance platform, which used AI tooling to automatically scan and flag potential issues in large video files, a major breakthrough for Root's primary content format. The solution also provided automated archiving for YouTube and consolidated oversight of other communications like Slack and text messages. This allowed Root Financial to save an estimated 24 hours per week on compliance review, enabling a 20% month-over-month headcount growth and fostering a proactive culture of compliance across the entire firm.

Root Financial Partners