Case Study: a global fund management company achieves automated regulatory traceability with FinregE

Digital Regulation and Rule Mappings for Asset and Wealth Manager

a global fund management company was challenged with manually tracking a complex and changing web of regulations. They needed an automated, web-based system to identify applicable rules and automatically update their compliance materials, as well as provide clear visualizations of their regulatory burden. They approached FinregE for a solution.

FinregE developed a customized digital regulatory library using AI and NLP to connect regulations directly to the client's internal policies, ensuring full traceability. Their platform provided monthly change tracking, version control, and a drillable dashboard with heatmaps to pinpoint areas of high compliance burden. This allowed the client to identify gaps, stay informed on all regulatory changes, and ultimately improve their compliance program while reducing their compliance burden.