Case Study: RW Paul & Associates, LLC achieves FINRA & SEC compliance and streamlined Office 365, social media & website archiving with Erado

RW Paul & Associates, LLC - Customer Case Study

RW Paul & Associates, LLC is a Detroit-based registered investment advisory firm focused on retirement planning that needed a one-stop, easy-to-use compliance solution to meet data archiving laws without diverting time from clients. To archive and monitor email, Office 365 activity, LinkedIn, Facebook, Twitter, and the firm website, they selected Erado for unified Office 365 integration, social media and website archiving, and surveillance services.

Erado deployed a full package—Office 365 archiving and encryption plus social media and website archiving and supervisory surveillance—enabling RW Paul & Associates, LLC to archive and access all electronic communications and meet FINRA and SEC requirements. The solution restored Office 365 functionality with compliant archiving, provided responsive customer support, and gave the small firm the efficiency and confidence to focus on clients while maintaining regulatory compliance.

RW Paul & Associates, LLC

Matt Paul

Certified Financial Planner and Case Design Specialist