Case Study: Investacorp achieves FINRA/SEC compliance and centralized social media & email archiving with Erado

Investacorp Social Media to Email Archiving & Beyond

Investacorp, an independent broker‑dealer serving over 500 financial advisors, needed a reliable way to archive and monitor advisor communications to meet FINRA and SEC requirements as advisors increased social media use. CIO Rana Chander selected Erado to capture and monitor Facebook, Twitter and LinkedIn in native format, avoiding device‑installed software and inefficient message‑by‑message approvals.

Erado implemented its social media archiving plus email archiving and hosting to provide a centralized, intuitive portal and responsive support, scaling to 400 domains and 900+ users. The Erado solution centralized all electronic communications, virtually eliminated multiple compliance issues, made the compliance team more efficient, and enabled advisors to expand via social media — contributing to improved gross production for Investacorp.

Investacorp

Rana Chander

Executive Vice President of Operations and Chief Information Officer