Case Study: NettWorth Financial Group improves compliance and document management with Docupace Technologies

NettWorth Financial Group - Customer Case Study

NettWorth Financial Group, a nationwide financial services firm with more than 70 advisors across 45 branches, was struggling with a manual document management process that could no longer keep pace with its growth or the increasing demands of regulatory compliance. To improve control, access, and disaster recovery for critical documents and data, the company turned to Docupace Technologies and its document management and workflow solution.

Docupace Technologies implemented a centralized document repository with policy-driven access, classification, audit trails, and controlled workflows for creating, reviewing, and approving documents. The results included increased productivity, lower paper and storage costs, better audit response, and stronger compliance control; for fully implemented offices, NettWorth reported an over 90% decrease in audit findings.

NettWorth Financial Group

Tricia Sullens

Compliance Director