Case Study: Pepperstone enhances transaction monitoring efficiency with ComplyAdvantage

Pepperstone improves transaction monitoring across 8 jurisdictions with ComplyAdvantage

Pepperstone, an online global forex and CFD broker regulated in multiple jurisdictions, faced challenges with its manual, spreadsheet-based transaction monitoring system. This process affected processing efficiency and speed. Seeking to streamline alert management and strengthen risk prevention, Pepperstone partnered with ComplyAdvantage for its transaction monitoring solution.

ComplyAdvantage implemented a highly configurable transaction monitoring system, allowing Pepperstone to set distinct thresholds for different territories. This was enhanced by a data insights dashboard that provided detailed views per rule and jurisdiction. As a result, Pepperstone significantly enhanced its operational efficiency, improved record keeping, and gained the ability to make faster, data-driven decisions about financial crime risk.

Pepperstone