Case Study: The JMMB Group achieves regulatory compliance across multiple locations with CaseWare Analytics' Monitor AML Solution

Caseware™ Monitor Helps Regional Investment Brokerage Achieve Regulatory Compliance Across Multiple Locations

The JMMB Group, a leading Caribbean investment brokerage serving over 100,000 clients across Jamaica and neighboring markets, struggled to monitor hundreds of thousands of transactions for suspicious activity using system reports and spreadsheets. Needing to meet new multi-jurisdictional compliance requirements and streamline manual threshold and suspicious-activity reporting, The JMMB Group engaged CaseWare Analytics and its CaseWare Monitor AML Solution.

CaseWare Analytics implemented CaseWare Monitor AML Solution across The JMMB Group’s locations (in three months), enabling transaction-wide monitoring, automated regulatory reporting, timely KYC processing, and workflow-driven issue tracking. The solution cut report preparation from days to hours, simplified data extraction for more accurate reporting, automated workflows for investigations, and freed compliance staff to focus on risk mitigation—improving regulatory compliance and operational efficiency.

The JMMB Group

Carolyn DaCosta

Company Secretary and Group Compliance Manager