Case Study: Optimas Capital Limited streamlines investment management with Broadridge

A specialty Hong Kong-based asset manager streamlines investment management processes to meet growing requirements

Optimas Capital Limited, a specialty Hong Kong-based asset management firm with more than $250 million in assets under management, needed a more flexible portfolio and order management system to handle growing complexity across hedge funds, fixed income, and private equity. Its legacy platform was creating P&L reporting issues, increasing compliance risk, and struggling to support dynamic multi-asset coverage, custom settlement cycles, and consolidated OMS/PMS reporting.

Broadridge implemented its investment management solution on a robust hosted platform to streamline front-to-back office processes, reduce manual work, and improve reconciliation, stock borrow management, and reporting accuracy. The result was greater flexibility, control, transparency, and real-time visibility into positions and P&L, along with reduced operating costs, reduced vendor risk, and time and money savings through automation.

Optimas Capital Limited

Jimmy Wong

Chief Financial Officer