Case Study: NinjaTrader strengthens pre-publication marketing compliance with Adclear

NinjaTrader streamlines pre-publication compliance review with Adclear

NinjaTrader, a global financial services firm, needed to enhance its marketing compliance review process to manage the scale of modern digital marketing, including influencer content. The company faced the challenge of moving from limited sampling to comprehensive surveillance while avoiding the emerging risk of "AI compliance slop," where firms over-rely on AI without proper oversight. To address this, NinjaTrader turned to its vendor, Adclear, to implement its AI-powered pre-publication review service.

Adclear provided a solution that automates the identification of common issues like missing disclosures and potentially misleading claims. This automation allowed NinjaTrader's compliance team to focus their human judgment on more complex decisions, ensuring accountability remained with the firm. The implementation by Adclear delivered greater explainability, providing a clear and reproducible audit trail to demonstrate review processes to regulators.

NinjaTrader